
Global Group Head of Compliance
A newly created position in a well capitalised and funded banking group operating through offices in London, New York, Hong Kong and Tokyo. The principal group activities are in complex financial products, secondary market making, agency broking, and investment management of hedge funds and managed accounts as well as traditional stockbroking and IBD advisory. The role reports to the Global General Counsel based in New York and has a dotted report to the London based COO.
Key skills: experience & gravitas in people management, advisory compliance skills in a complex products environment, global reach, regulatory relationship skills and knowledge, integration skills and experience of establishing a control room and conflicts management and risk assessment programs.