Market Coverage ~ Legal and Compliance
Product Coverage
- Investment Banking
- Consumer / Retail Banking
- Investment Management
- Central Banking
- Hedge Funds
- Financial Regulators
- Regulatory Consulting
- Private Banking
Function Coverage
- Compliance Oversight: CF10
- Transaction Management
- Advisory
- Litigation
- Anti Money Laundering / KYC: CF11
- Employment Law
- In house Counsel
- Company Secretary
- Central Compliance, Control Room, Policy & Training, Monitoring & Surveillance
Legal and Compliance recently completed mandates
- CF10 / CF11 Head of Compliance, European Investment Bank
- Head of Trading Markets Compliance - European Investment Bank
- MD Group Compliance - European Investment Bank
- Head of Compliance Moscow - US Investment Bank
- Head of Compliance Moscow - European Investment Bank
- Head of Compliance Netherlands - European Investment Bank
- Head of Compliance, France - US Investment Bank
- Head of Compliance - European Investment Bank
- General Counsel - European Central Bank
- General Counsel - UK Corporate Finance Advisory Boutique
- EMEA Regional Anti-Money Laundering Officer - European Investment Bank
- VP Equities Compliance - US Investment Bank
- ED Private Banking Advisory Compliance Officer - US Investment Bank
- General Counsel - European Asset Manager
- Capital Market Lawyer - North American Investment Bank
For all Legal and Compliance enquiries contact Gavin Bonnet
Current Mandates
Below is a sample of our current mandates - click on one for more information